UBS is shuttering parts of its digital wealth offerings just months after company leadership indicated a "rebalance" from its ultra-high-net-worth comfort zone toward a larger pool of clients ...

Goldman Sachs is on the hook for close to $1.5 million over allegedly misreporting billions of trades to the Consolidated Audit Trail database.

Hightower said it has bought a stake in a registered investment advisory firm with presence on both coasts in its first strategic investment so far this year.